SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
06/01/2023
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3. Issuer Name and Ticker or Trading Symbol
UNION PACIFIC CORP
[ UNP ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| EVP & CIO |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock
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20,763.125 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
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Non-Qualified Stock Option (right to buy)
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02/09/2024
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02/09/2033 |
Common Stock |
9,939 |
202.81 |
D |
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Non-Qualified Stock Option (right to buy)
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02/04/2022
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02/04/2031 |
Common Stock |
6,507 |
204.45 |
D |
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Non-Qualified Stock Option (right to buy)
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02/03/2023
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02/03/2032 |
Common Stock |
7,707 |
244.35 |
D |
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| Explanation of Responses: |
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|
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By: Trevor L. Kingston, Attorney-in-Fact For: Rahul Jalali |
06/06/2023 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
SECTION 16 OF THE
SECURITIES EXCHANGE ACT OF 1934
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS THAT I, Rahul Jalali,
Executive Vice President and Chief Information Officer of Union Pacific Railroad
Company, a Delaware corporation (the "Company"), do hereby
appoint Craig V. Richardson, John A. Menicucci, Jr.,
Trevor L. Kingston and Nicole M. Deardorff, and each of them acting
individually, as my true and lawful attorney-in-fact, each with
power to act without the other in full power of substitution,
to execute, deliver and file, for and on my behalf, and in my
name and in my capacity as an officer of the Company,
any and all Forms 3, Forms 4 or Forms 5 under Section 16 of the
Securities Exchange Act of 1934 and the rules and interpretations
promulgated thereunder, and any other documents in support thereof
or supplemental or amendatory thereto, with respect to the
ownership by or attributable to me, directly or indirectly,of
equity securities of the Company's parent company, Union Pacific
Corporation, a Utah corporation, or derivative securities
relating thereto, hereby granting to such attorneys and each
of them full power and authority to do and perform each and
every act and thing whatsoever as such attorney or attorneys
may deem necessary or advisable to carry out fully the intent
of the foregoing as I might or could do personally or in my
capacity as an officer, hereby ratifying and confirming all
acts and things which such attorney or attorneys may do or cause
to be done by virtue of this Power of Attorney.
IN WITNESS WHEREOF, I have executed this Power of Attorney as of
May 18, 2023.
/s/ Rahul Jalali
__________________________________
Rahul Jalali
